• Policies and statements

Please click on the links below for further information

Member firm statement

Anti-money laundering policy statement

Anti-bribery and corruption policy statement

Sanctions and embargoes statement

Consent statement 

Professional client agreement

Order execution policy

Conflicts of interest policy

Allocations policy

GDPR statement

Numis Securities Limited is authorised and regulated by the Financial Conduct Authority (the "FCA") and is entered on the FCA's Register, www.fca.org.uk/register, under number 144822. Numis Securities Limited is incorporated in England & Wales, Company Registration No: 2285918 and has its registered office at 45 Gresham Street London, EC2V 7BF. Numis Securities Limited is a member of the London Stock Exchange.

Telephone: +44 20 7260 1000
E-mail: mail@dbnumis.com
Website: www.dbnumis.com
VAT No: 243609761